Securities commission

Results: 40336



#Item
191Economy / Business economics / Accounting / United States Generally Accepted Accounting Principles / International Financial Reporting Standards / Generally Accepted Accounting Principles / U.S. Securities and Exchange Commission / Revenue recognition / IFRS 15 / Income statement / Accounting Standards Codification / Convergence of accounting standards

JanuaryFinancial Reporting Center New Revenue Recognition

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Source URL: www.aicpa.org

Language: English - Date: 2016-07-29 10:49:32
192Law / Financial Industry Regulatory Authority / United States securities law / Arbitral tribunal / Arbitration / Forum / U.S. Securities and Exchange Commission / Arbitration in the United States / Beijing Arbitration Commission

Microsoft Word - PE_TMP_0001ovr00004ns.docx

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Source URL: cdn.batstrading.com

Language: English - Date: 2015-03-20 17:10:22
193Economy / Finance / Money / Institutional investors / Shareholders / Mutual fund / Mutualism / U.S. Securities and Exchange Commission / Activist shareholder / Investment Company Institute / Hedge fund

Industry Insight September 2015 www.astfundsolutions.com www.cefinsight.com

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Source URL: www.astfundsolutions.com

Language: English - Date: 2015-09-25 11:54:59
194U.S. Securities and Exchange Commission / 73rd United States Congress / Economy / Government / New Deal / Corporate crime / Municipal Securities Rulemaking Board / Municipal bond / Securities Act / Securities Exchange Act / Tower Amendment / Electronic Municipal Market Access

SEC Report Recommends that the SEC Be Authorized To Directly Regulate the Form, Content and Timing of Municipal Bond Disclosure On July 31, 2012, the Securities and Exchange Commission (the “SEC”) released its Report

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Source URL: www.pacificalawgroup.com

Language: English - Date: 2012-08-21 16:06:41
195Economy / Finance / Money / Stock market / Corporate finance / Equity securities / Central Securities Depositories / Security / Depository Trust & Clearing Corporation / CUSIP / General Electric / Preferred stock

Filed by General Electric Company Pursuant to Rule 425 under the Securities Act of 1933, as amended Subject Company: General Electric Company Commission File No.: GENERAL ELECTRIC COMPANY

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Source URL: www.ge.com

Language: English - Date: 2015-12-31 10:50:59
196Economy / Finance / Money / Thomas Edison / Edison / Investment Advisers Act / General Electric / Investment banking / Securities and Exchange Commission / Investment management

LifeWatch Medical technology Established and growing digital health player

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Source URL: www.equitystory.com

Language: English - Date: 2015-11-25 03:20:11
197Economy / Systemic risk / Finance / Money / Great Recession in the United States / United States federal banking legislation / Corporate crime / Federal Deposit Insurance Corporation / DoddFrank Wall Street Reform and Consumer Protection Act / Consumer Financial Protection Bureau / Financial Stability Oversight Council / U.S. Securities and Exchange Commission

The Financial CHOICE Act Creating Hope and Opportunity for Investors, Consumers and Entrepreneurs Executive Summary KEY PRINCIPLES: 1. Economic growth must be revitalized through competitive, transparent, and innovative

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Source URL: financialservices.house.gov

Language: English - Date: 2016-06-07 08:14:36
198Finance / Money / Economy / Exchange-traded funds / VanEck / IShares / U.S. Securities and Exchange Commission / SPDR / Index fund / Financial adviser / Securities Exchange Act / Securities regulation in the United States

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-07-15 13:45:03
199Economy / Finance / Money / Financial markets / Stock market / 73rd United States Congress / U.S. Securities and Exchange Commission / BATS Global Markets / Securities Exchange Act / Futures contract / Direct Edge / Securities regulation in the United States

OMB APPROVAL OMB Number: Estimated average burden hours per response

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Source URL: cdn.batstrading.com

Language: English - Date: 2016-01-26 09:09:48
200Economy / Finance / United States securities law / Self-regulatory organizations / Investment / Securities Investor Protection Corporation / Corporate crime / U.S. Securities and Exchange Commission

Independent Accountants’ Report on Applying Agreed-Upon Procedures Related to An Entity’s Claim of Exclusion from Membership in SIPC To the Directors of ______________________________

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Source URL: www.sipc.org

Language: English - Date: 2016-05-06 15:57:45
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